Downloads

Compliance

 

1    Letter informing SEBI updates DOWNLOAD
2    Policies & Procedures DOWNLOAD
3    Running Act Authorisation DOWNLOAD
4    Circular on dealings between Client and Stock Broker DOWNLOAD
5    PMLA Policy DOWNLOAD
6    Internal Control Policy DOWNLOAD
7    Guidelines on Identification of Beneficial Ownership DOWNLOAD
8   POLICY ON PML FOR DP DOWNLOAD
9    Anti-Money Laundering & Countering the Financing of Terrorism DOWNLOAD
10    Uniform Know Your Client Requirements for the Securities Markets DOWNLOAD
11    Master Circular on AML/CFT DOWNLOAD
12   Guidelines on Identification of Beneficial Ownership DOWNLOAD
13

  Archival Policy Under Regulation 30(8) of SEBI

DOWNLOAD
14   Policy For Determination Of Material Events Of Information DOWNLOAD
15   Policy On Preservation Of Documents DOWNLOAD
16   Policy On Familiarization Programmer For Independent Directors DOWNLOAD
17   Terms And Conditions Of Independent Directors DOWNLOAD
18   Whistle Blower Policy And Vigil Mechanism DOWNLOAD
19   Related Party Transaction Policy DOWNLOAD